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Joseph Santo Granato

Investment Adviser Representative at Imperity Wealth Alliance LLC

New York, NYCRD #2211834Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph Santo Granato is an investment adviser representative in New York, NY, currently registered with Imperity Wealth Alliance LLC and Commonwealth Financial Network. They have worked in the securities industry since 1992 and have been registered with 4 firms, including LPL Financial LLC and Invest Financial Corporation. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York, Texas
Broker:
15 states and territories

Arizona, Connecticut, Florida, Illinois, Massachusetts, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/2/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 4/10/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/29/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/13/1992

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Imperity Wealth Alliance LLCCurrent
3/25/2026 – New York, NY
Commonwealth Financial NetworkCurrent
12/12/2023 – New York, NY
LPL Financial LLC
2/14/2018 – 12/20/2023New York, NY
Invest Financial Corporation
11/3/2017 – 2/16/2018Melville, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Signator Investors, Inc.
    Sep 1991 – May 2017Boston, MA
  2. INVEST Financial Corporation
    May 2017 – Feb 2018Tampa, FL
  3. LPL Financial LLC
    Feb 2018 – Dec 2023New York, NY
  4. Commonwealth Financial Network
    Dec 2023 – no end date reportedWaltham, MA
  5. Comprehensive Financial Partners
    Dec 2023 – no end date reportedNew York, NY
  6. Imperity Wealth Alliance LLC
    Mar 2026 – no end date reportedNew York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Imperity Wealth Alliance LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee
Firm's annual rate schedule by assets
  • First $250,0000.05%
  • Next $250,0000.04%
  • Next $500,0000.03%
  • Next $1,500,0000.02%

+1 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10
Offices listed on AdvisorFinder:
1
Main office:
Melville, NY
SEC file number:
801-134870

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 30, 2026

View full firm profile

Other advisors at Imperity Wealth Alliance LLC

9 other advisors in the directory

View Imperity Wealth Alliance LLC firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Santo Granato has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Joseph Santo Granato (Imperity Wealth Alliance)