John Charles Osorio
Investment Adviser Representative at Imperity Wealth Alliance LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Charles Osorio is an investment adviser representative in New York, NY, currently registered with Imperity Wealth Alliance LLC and Commonwealth Financial Network. They have worked in the securities industry since 1991 and have been registered with 5 firms, including LPL Financial LLC and Invest Financial Corporation. They have passed 6 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in New York and Texas.
Registrations & licenses
- Investment adviser:
- New York, Texas
- Broker:
11 states and territories
California, Connecticut, Florida, Georgia, Massachusetts, New Jersey, New Mexico, New York, North Carolina, South Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- INVEST Financial CorporationFeb 2012 – Feb 2018Tampa, FL
- LPL Financial LLCFeb 2018 – Dec 2023New York, NY
- Commonwealth Financial NetworkDec 2023 – no end date reportedWaltham, MA
- Comprehensive Financial PartnersDec 2023 – no end date reportedNew York, NY
- Imperity Wealth Alliance LLCMar 2026 – no end date reportedMelville, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Imperity Wealth Alliance LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- First $250,0000.05%
- Next $250,0000.04%
- Next $500,0000.03%
- Next $1,500,0000.02%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Melville, NY
- SEC file number:
- 801-134870
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 30, 2026
View full firm profileOther advisors at Imperity Wealth Alliance LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Charles Osorio has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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