Joseph William Wilson
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph William Wilson is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Thornton, CO, where they have been registered since 2026. They have worked in the securities industry since 2026 and were previously registered with Trinity Wealth Securities, L.L.C. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Colorado.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Colorado
- Broker:
1 state or territory
Colorado
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Trinity Wealth Securities, LLCApr 2026 – May 2026Atlanta, GA
- Zama MexicanJan 2025 – Jun 2026Alpharetta, GA
- Mojave RestaurantJun 2025 – Mar 2026Vinnings, GA
- Roof Right Now AtlantaOct 2024 – Oct 2025Alpharetta, GA
- Brock Built HomesJul 2024 – Sep 2024Vinnings, GA
- Hacienda ColoradoFeb 2023 – Aug 2024Westminster, CO
- University of Colorado BoulderAug 2022 – May 2024Boulder, CO
- Community College of Baltimore CountyJan 2021 – May 2022Baltimore, MD
- Oakdale High SchoolAug 2016 – Jun 2020Ijamsville, MD
- Queens University of CharlotteAug 2020 – Jan 2021Charlotte, NC
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2026 – no end date reportedThornton, CO
- VintageMar 2017 – Mar 2019New Market, MD
- Manhattan PizzaJun 2019 – Aug 2020Frederick, MD
- Higgins Crab HouseMay 2024 – Aug 2024Ocean City, MD
- Wolfe PerseveranceNov 2024 – Nov 2024Atlanta, GA
- Jays Valet LLCAug 2023 – Dec 2023Denver, CO
- High Sierra PoolsJul 2020 – Aug 2020Frederick, MD
- Uncle Julio CorpJan 2024 – Aug 2024Alpharetta, GA
- Colorado State University-Global CampusJan 2026 – Mar 2026Denver, CO
- Bank of America, N.A.Jul 2026 – no end date reportedThornton, CO
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph William Wilson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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