Julia Georges
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Julia Georges is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Syracuse, NY, where they have been registered since 2024. They have worked in the securities industry since 2024 and were previously registered with Cambridge Investment Research Advisors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York and Texas.
Office
Advisors at this office: 23
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York, Texas
- Broker:
16 states and territories
California, Connecticut, Delaware, District of Columbia, Florida, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cambridge Investment Research Inc.Mar 2023 – Nov 2024Fairfield, IA
- Cambridge Investment Research Inc.Dec 2023 – Nov 2024Fairfield, IA
- Custom Wealth ManagementMar 2023 – Nov 2024Syracuse, NY
- Tully's Good TimesFeb 2023 – Jun 2023Fayetteville, NY
- UnemployedDec 2022 – Jan 2023Syracuse, NY
- Aldi Inc.Mar 2022 – Nov 2022Syracuse, NY
- Home Team BBQJan 2022 – Mar 2022Charleston, SC
- Palmetto FordDec 2021 – Dec 2021Charleston, SC
- Generator SupercenterNov 2021 – Nov 2021Mt Pleasant, SC
- UnemployedOct 2021 – Nov 2021Charleston, SC
- EchoPark AutomotiveFeb 2021 – Sep 2021Cicero, NY
- UnemployedJan 2021 – Jan 2021Syracuse, NY
- CVS HealthJun 2020 – Dec 2020Waterville, ME
- CVS HealthAug 2018 – May 2020Binghamton, NY
- Binghamton UniversityAug 2017 – Jun 2020Binghamton, NY
- BandalierFeb 2020 – Mar 2020Binghamton, NY
- Vector MarketingDec 2019 – Jan 2020Syracuse, NY
- Binghamton UniversitySep 2017 – Jun 2020Binghamton, NY
- Binghamton UniversityJun 2018 – Aug 2018Binghamton, NY
- Binghamton UniversityJun 2018 – Aug 2018Binghamton, NY
- North Area YMCAJan 2016 – Apr 2017Liverpool, NY
- UnemployedMay 2017 – Aug 2017Syracuse, NY
- Central Square SchoolsDec 2013 – Jun 2017Central Square, NY
- Binghamton UniversityAug 2017 – May 2020Binghamton, NY
- Cambridge Investment Research Advisors, Inc.Aug 2024 – Nov 2024Fairfield, IA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2024 – no end date reportedSyracuse, NY
- Bank of America, N.A.Jan 2025 – no end date reportedSyracuse, NY
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Julia Georges has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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