Julian Alexander Pena
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Julian Alexander Pena is an investment adviser representative with J.p. Morgan Securities LLC in Boston, MA, where they have been registered since 2023. They have worked in the securities industry since 2023 and were previously registered with J.p. Morgan Private Wealth Advisors LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Connecticut and Texas.
Office
Advisors at this office: 34
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut, Texas
- Broker:
53 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- First Repubic Investment Management, Inc.Jan 2023 – no end date reportedBoston, MA
- First Republic Securities Company, LLCJan 2023 – Oct 2023Boston, MA
- Seton Hall PreparatoryAug 2014 – Jun 2018West Orange, NJ
- Northeastern UniversityAug 2018 – Dec 2022Boston, MA
- Towne ScoopMay 2017 – Aug 2018Verona, NJ
- Northeastern UniversityMay 2019 – Dec 2019Boston, MA
- WayfairJan 2020 – Jun 2020Boston, MA
- KPMGJan 2021 – Jul 2021Boston, MA
- Morgan StanleyJan 2022 – Jul 2022Boston, MA
- Northeastern UniversitySep 2022 – Dec 2022Boston, MA
- Northeastern UniversityAug 2021 – Jul 2022Boston, MA
- Sustainable Business Network of MassachusettsAug 2020 – Oct 2020Cambridge, MA
- J.p. Morgan Securities LLCSep 2023 – no end date reportedBoston, MA
- JP Morgan Chase BANK, N.A.Oct 2023 – no end date reportedBoston, MA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Julian Alexander Pena has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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