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Justin Matthew Smith

Investment Adviser Representative at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Laguna Niguel, CACRD #6097789Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
6 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Justin Matthew Smith has worked in the securities industry since 2012. They are registered to provide investment advisory services in Arizona, California, Colorado, Illinois, Kentucky, and New Jersey.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ArizonaCaliforniaColoradoIllinoisKentuckyNew Jersey
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/19/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 7/20/2013
SIE
Securities Industry Essentials Examination
Passed 6/29/2018
Series 7
General Securities Representative Examination
Passed 9/17/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Equity/Asset Allocation $100K-$249,9992.25%
Equity/Asset Allocation $250K-$499,9992.00%
Equity/Asset Allocation $500K-$999,9991.75%
Equity/Asset Allocation $1M-$2,499,9991.50%
Equity/Asset Allocation $2.5M-$4,999,9991.25%
Equity/Asset Allocation $5M+1.00%
Fixed Income $100K-$249,9991.25%
Fixed Income $250K-$999,9991.00%
Fixed Income $1M-$4,999,9990.75%
Fixed Income $5M+0.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Chicago Capital Management Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLCCurrent
10/27/2020Laguna Niguel, CA
AMERICAN TRUST INVESTMENT SERVICES, INC.Current
5/13/2020Laguna Niguel, CA
WESTPARK CAPITAL, INC.
7/5/20184/28/2020Newport Beach, CA
WESTPARK CAPITAL, INC.
8/31/20166/29/2018Newport Beach, CA
NEWPORT COAST ASSET MANAGEMENT
3/17/20159/1/2016Irvine, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Justin Matthew Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Justin Matthew Smith - Financial Advisor in Laguna Niguel, CA | AdvisorFinder