AdFi
WC

Wendell Cory Franklin

Investment Adviser Representative at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Chicago, ILCRD #2484466Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
19 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Wendell Cory Franklin has worked in the securities industry since 1994. They are registered to provide investment advisory services in 19 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
ArizonaCaliforniaColoradoFloridaGeorgiaIllinoisIndianaKansasLouisianaMarylandMassachusettsMichiganNew JerseyNew YorkNorth CarolinaOhioSouth CarolinaTexasWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/23/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 6/17/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/19/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Equity/Asset Allocation $100K-$249,9992.25%
Equity/Asset Allocation $250K-$499,9992.00%
Equity/Asset Allocation $500K-$999,9991.75%
Equity/Asset Allocation $1M-$2,499,9991.50%
Equity/Asset Allocation $2.5M-$4,999,9991.25%
Equity/Asset Allocation $5M+1.00%
Fixed Income $100K-$249,9991.25%
Fixed Income $250K-$999,9991.00%
Fixed Income $1M-$4,999,9990.75%
Fixed Income $5M+0.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Chicago Capital Management Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.Current
9/17/2019Chicago, IL
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLCCurrent
1/25/2017Lisle, IL
LASALLE ST SECURITIES, L.L.C.
11/7/20003/27/2014Chicago, IL
BARRON CHASE SECURITIES, INC.
10/20/199511/10/2000Boca Raton, FL
CHATFIELD DEAN & CO., INC.
7/20/199410/4/1995Greenwood Village, CO

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Showing 12 of 20 in the directory

View CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Wendell Cory Franklin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Wendell Cory Franklin - Financial Advisor in Chicago, IL | AdvisorFinder