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Karl Kilpatrick Mueller

Investment Adviser Representative at FIRST CITIZENS ASSET MANAGEMENT, INC

Cayce, SCCRD #2639477Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
19 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
AlabamaArizonaArkansasFloridaGeorgiaKentuckyLouisianaMarylandMassachusettsMichiganNew MexicoNew YorkNorth CarolinaNorth DakotaOhioPennsylvaniaSouth CarolinaSouth DakotaUtah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/10/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 9/1/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/9/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

First Citizens Asset Management, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST CITIZENS INVESTOR SERVICES, INC.Current
5/15/2017Cayce, SC
FIRST CITIZENS ASSET MANAGEMENT, INCCurrent
1/31/2007Cayce, SC
SCOTT & STRINGFELLOW, INC.
5/14/200312/20/2006Greenwood, SC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Karl Kilpatrick Mueller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Karl Kilpatrick Mueller - Financial Advisor in Cayce, SC | AdvisorFinder