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Grant O'Brine Catoe

Investment Adviser Representative at FIRST CITIZENS ASSET MANAGEMENT, INC

Columbia, SCCRD #4084102Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
North CarolinaSouth Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/18/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 2/7/2022
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/24/2022
SIE
Securities Industry Essentials Examination
Passed 1/10/2022
Series 7
General Securities Representative Examination
Passed 12/22/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

First Citizens Asset Management, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST CITIZENS ASSET MANAGEMENT, INCCurrent
3/17/2022Columbia, SC
FIRST CITIZENS INVESTOR SERVICES, INC.Current
2/18/2022Columbia, SC
BB&T INVESTMENT SERVICES, INC.
3/21/200111/4/2003Charlotte, NC
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
12/23/19993/12/2001Minneapolis, MN
IDS LIFE INSURANCE COMPANY
12/23/19993/12/2001Minneapolis, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Grant O'Brine Catoe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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