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Kathleen Ann Gfrorer

Investment Adviser Representative at VESTGEN ADVISORS, LLC

Oak Brook, ILCRD #731167Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
45 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kathleen Ann Gfrorer has worked in the securities industry since 1981. They have passed the Series 99, 65, 63, 27, 24, and 7 examinations. They are registered to provide investment advisory services in Illinois and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IllinoisTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/23/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 10/22/1982
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/16/1981
Series 27
Financial and Operations Principal Examination
Passed 2/15/2002
Series 24
General Securities Principal Examination
Passed 2/21/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Vestgen Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VESTGEN ADVISORS, LLCCurrent
10/18/2024 – Oak Brook, IL
LPL FINANCIAL LLC
3/24/2023 – 12/3/2024Oak Brook, IL
LANDMARK CAPITAL INC.
12/19/1997 – 4/22/2024Oak Brook, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kathleen Ann Gfrorer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Kathleen Ann Gfrorer - Financial Advisor in Oak Brook, IL | AdvisorFinder