Timothy David Ludwig

Investment Adviser Representative at VESTGEN ADVISORS, LLC

Naperville, ILCRD #6972262Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

8 yrs

States Registered

10 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 10 states

ArkansasCaliforniaFloridaIllinoisIndianaKentuckyLouisianaMissouriSouth CarolinaTexas

Examinations passed

Series 66

Uniform Combined State Law Examination

Passed 9/28/2018

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 7/24/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

VESTGEN Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PRIVATE CLIENT SERVICES, LLCCurrent

10/14/2024 – Naperville, IL

EDWARD JONES

7/24/2018 – 4/3/2023Aurora, IL

RAYMOND JAMES FINANCIAL SERVICES, INC.

3/31/2023 – 10/15/2024NAPERVILLE, IL

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy David Ludwig has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.