Kathleen Eileen Sweeney
Investment Adviser Representative at Northeast Planning Associates, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kathleen Eileen Sweeney is an investment adviser representative in Manchester, NH, currently registered with Northeast Planning Associates, Inc. and LPL Financial LLC. They have worked in the securities industry since 2005 and were previously registered with Ameriprise Financial Services, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in New Hampshire.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Hampshire
- Broker:
6 states and territories
Connecticut, Maine, Massachusetts, New Hampshire, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- SELF EmployedJun 1990 – no end date reportedMeredith, NH
- Northeast Planning Associates, Inc.Jun 2006 – Nov 2016Bedford, NH
- LPL Financial LLCJul 2007 – Nov 2016Bedford, NH
- Ameriprise Financial Services, Inc.Jan 2017 – Jun 2018Marlton, NJ
- LPL Financial, LLCAug 2018 – no end date reportedManchester, NH
- Northeast Planning Associates, Inc.Feb 2020 – no end date reportedManchester, NH
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northeast Planning Associates, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive financial planning and interdisciplinary consulting through a family office approach, including custom financial systems, tax strategy planning, legal perspective, and facilitation and administration of cohesive financial systems.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 71
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Bedford, NH
- SEC file number:
- 801-110475
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 8, 2026
View full firm profileOther advisors at Northeast Planning Associates, Inc.
Showing 12 of 71 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kathleen Eileen Sweeney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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