Kathleen Graham Marteney
Investment Adviser Representative at Provenance Wealth Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kathleen Graham Marteney is an investment adviser representative with Provenance Wealth Advisors in Fort Lauderdale, FL, where they have been registered since 2014. They have worked in the securities industry since 1995 and have been registered with 5 firms, including Raymond James Financial Services Advisors, Inc and Resonate Advisors, Inc. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in 15 states.
Office
Advisors at this office: 16
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Virginia, Washington
- Broker:
13 states and territories
California, Colorado, Florida, Georgia, Kentucky, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James Financial Services, IncJan 2014 – Aug 2023Miami, FL
- Raymond James Financial Services Advisors Inc.Jan 2014 – Aug 2023Miami, FL
- Provenance Wealth AdvisorsJan 2014 – no end date reportedMiami, FL
- Provenance Wealth AdvisorsJan 2014 – no end date reportedMiami, FL
- PWA Securities, LLCAug 2023 – no end date reportedMiami, FL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Provenance Wealth Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Up to $1,000,0001.50%
- $1,000,001 up to $3,000,0001.25%
- $3,000,001 up to $5,000,0001.00%
- $5,000,001 up to $10,000,0000.85%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 18
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Fort Lauderdale, FL
- SEC file number:
- 801-113505
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Provenance Wealth Advisors
Showing 12 of 18 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kathleen Graham Marteney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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