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Thomas Joseph Scanlan

Investment Adviser Representative at Provenance Wealth Advisors

Fort Lauderdale, FLCRD #3182780Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Joseph Scanlan is an investment adviser representative with Provenance Wealth Advisors in Fort Lauderdale, FL, where they have been registered since 2018. They have worked in the securities industry since 2001 and have been registered with 4 firms, including Raymond James Financial Services Advisors, Inc and Investacorp Advisory Services Inc. They have passed 9 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Florida.

Office

200 East Las Olas Boulevard, 19th Floor
Fort Lauderdale, FL 33301

Advisors at this office: 16

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida
Broker:
52 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/26/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 12/7/1999
Series 99
Operations Professional Examination
Passed 3/10/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 31
Futures Managed Funds Examination
Passed 6/29/2019
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/29/1999
Series 53
Municipal Securities Principal Examination
Passed 7/22/2010
Series 24
General Securities Principal Examination
Passed 10/16/2000

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Provenance Wealth AdvisorsCurrent
7/5/2018 – Fort Lauderdale, FL
Raymond James Financial Services Advisors, Inc
9/23/2015 – 8/9/2023Fort Lauderdale, FL
Investacorp Advisory Services Inc
3/25/2014 – 8/31/2015Miami, FL
Eagle Strategies LLC
5/23/2011 – 1/3/2014Sunrise, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Raymond James Financial Services, Inc
    Sep 2015 – Aug 2023Fort Lauderdale, FL
  2. Raymond James Financial Services Advisors Inc.
    Sep 2015 – Aug 2023Fort Lauderdale, FL
  3. Provenance Wealth Advisors
    Sep 2015 – no end date reportedFort Lauderdale, FL
  4. Livluxluv
    Jan 2018 – Dec 2018Weston, FL
  5. Fixed Insurance
    Feb 2018 – no end date reportedLighthouse Point, FL
  6. PWA Securities, LLC
    Jul 2023 – no end date reportedFt. Lauderdale, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Provenance Wealth Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm's annual rate schedule by assets
  • Up to $1,000,0001.50%
  • $1,000,001 up to $3,000,0001.25%
  • $3,000,001 up to $5,000,0001.00%
  • $5,000,001 up to $10,000,0000.85%

+3 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension Consulting

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
18
Offices listed on AdvisorFinder:
7
Main office:
Fort Lauderdale, FL
SEC file number:
801-113505

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 24, 2026

View full firm profile

Other advisors at Provenance Wealth Advisors

Showing 12 of 18 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Joseph Scanlan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Thomas Joseph Scanlan (Provenance Wealth Advisors)