Kelly E Adams
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kelly E. Adams is an investment adviser representative in Louisville, KY, currently registered with Cetera Investment Advisers LLC and Avantax Planning Partners, Inc. They have worked in the securities industry since 2001 and have been registered with 4 firms, including Avantax Advisory Services and CSSC Investment Advisory Services, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Kentucky and Texas.
Registrations & licenses
- Investment adviser:
- Kentucky, Texas
- Broker:
25 states and territories
Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kentucky, Maine, Massachusetts, Missouri, New Hampshire, New Jersey, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Vermont, Virginia, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CSSC Investment Advisory ServicesJul 2001 – Dec 2016Louisville, KY
- CSSC Brokerage Services, Inc.Mar 2007 – Dec 2016Louisville, KY
- Honkamp Krueger Financial Services IncNov 2016 – Jul 2020Dubuque, IA
- Green Street Capital LLCJun 2015 – Nov 2016Louisville, KY
- Proequities IncMar 2017 – Sep 2020Louisville, KY
- Avantax Investment Services, Inc.Sep 2020 – Sep 2025Louisville, KY
- Avantax Planning PartnersJan 2021 – Sep 2026El Segundo, CA
- Avantax Advisory ServicesMar 2021 – Sep 2025Louisville, KY
- Avantax Insurance Agency, IncOct 2023 – Sep 2025Louisville, KY
- Cetera Wealth Services, LLCSep 2025 – no end date reportedLouisville, KY
- Cetera Investment Advisers LLCSep 2025 – no end date reportedSchaumburg, IL
- Cetera Planning PartnersSep 2026 – no end date reportedEl Segundo, CA
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kelly E Adams has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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