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Kenneth Allan Sutherland

Investment Adviser Representative at LIFEPLAN GROUP

Raleigh, NCCRD #2443828Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
1 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kenneth Allan Sutherland has worked in the securities industry since 2007. They are registered to provide investment advisory services in North Carolina.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
North Carolina
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/3/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/3/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Lifeplan Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LIFEPLAN GROUPCurrent
2/2/2009Raleigh, NC
EQIS CAPITAL MANAGEMENT
3/7/201912/6/2021Raleigh, NC
AE WEALTH MANAGEMENT, LLC
9/11/201811/30/2021Releigh, NC
EQIS CAPITAL MANAGEMENT
5/23/201312/31/2018San Rafael, CA
THE LIFEPLAN INVESTMENT ADVISORS, LLC
9/11/200812/31/2008Omaha, NE
HORTER INVESTMENT MANAGEMENT, LLC
6/22/20078/25/2008Omaha, NE

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at LIFEPLAN GROUP

4 other advisors in the directory

View LIFEPLAN GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Allan Sutherland has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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