Kenneth Raymond Kirkeby

Investment Adviser Representative at LOMBARD ADVISERS INCORPORATED

Bridgeport, TXCRD #1051705Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

43 yrs

States Registered

12 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 12 states

CaliforniaConnecticutFloridaGeorgiaMaineMassachusettsMissouriNew JerseyNew YorkPennsylvaniaTexasVirginia

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 2/20/1992

Series 63

Uniform Securities Agent State Law Examination

Passed 3/12/1984

Series 9

General Securities Sales Supervisor - Options Module Examination

Passed 5/20/2003

Series 10

General Securities Sales Supervisor - General Module Examination

Passed 4/25/2003

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 3/19/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Asset tier	Annual rate
First $1,000,000	1.70%
Next $2,000,000	1.00%
Next $7,000,000	0.75%

Source

LOMBARD ADVISERS INCORPORATED Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LOMBARD SECURITIES INCORPORATEDCurrent

9/9/2020 – Chico, TX

TUCKER, ANTHONY & R. L. DAY, INC.

8/17/1984 – 5/8/1987

LPL FINANCIAL CORPORATION

5/28/2008 – 3/19/2009DECATUR, TX

NEXT FINANCIAL GROUP, INC.

5/19/2006 – 6/4/2008CHESTER, NJ

JANNEY MONTGOMERY SCOTT INC.

5/18/1987 – 11/2/1998PHILADELPHIA, PA

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

4/6/1984 – 7/30/1984

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

4/28/2006 – 5/10/2006CHESTER, NJ

RBC DAIN RAUSCHER INC.

3/9/2002 – 2/18/2003NEW YORK, NY

PRIVATE CLIENT SERVICES, LLC

3/4/2019 – 8/27/2020BRIDGEPORT, TX

AMERICAN EAGLE SECURITIES, INC.

3/22/1983 – 2/27/1984

VERRILLI ALTSCHULER SCHWARTZ INC.

3/22/1983 – 4/6/1983

TUCKER ANTHONY INCORPORATED

11/5/1998 – 3/9/2002BOSTON, MA

THORNHILL SECURITIES, INC.

1/9/2009 – 3/7/2019BRIDGEPORT, TX

RAYMOND JAMES FINANCIAL SERVICES, INC.

1/30/2003 – 5/2/2006CHESTER, NJ

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Raymond Kirkeby has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.