LA
LOMBARD ADVISERS INCORPORATED
SEC RegisteredBALTIMORE, MDhttps://golombard.com410-342-1300
Assets Under Management
$500M–$1B
Employees
41
Office Locations
22 offices
Total Accounts
1456
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
High Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 867 | $357M |
| High Net Worth Individuals | 74 | $155M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 27 | $95M |
| State/Municipal Entities | 15 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
William Stephen Socha
CHIEF FINANCIAL OFFICER
Lombard Securities Incorporated
100% OWNER OF LOMBARD ADVISERS INCORPORATED
Charles Curtis Fox
CHIEF EXECUTIVE OFFICER
Terry Lynn Donlan Welker
CHIEF COMPLIANCE OFFICER
Office locations
22 offices in 9 states
MD
BALTIMOREHQ
FL
POINCIANA
IL
ANNA
NC
CHARLOTTE
LA
JENNINGS
MD
JEFFERSON
PA
PLYMOUTH MEETING
NC
MATHEWS
VA
NEWPORT NEWS
VA
RADFORD
TX
BRIDGEPORT
MO
CHILLICOTHE
PA
YORK
PA
ALLENTOWN
VA
HARDY
VA
TAZEWELL
Advisors at this firm
8 advisors in the directory
Frank Dominic Corto
Investment Adviser Representative
Richard Alan Fogal
Investment Adviser Representative
Arthur Graig Gallo
Investment Adviser Representative
Gary Allen King
Investment Adviser Representative
Kenneth Raymond Kirkeby
Investment Adviser Representative
Brent Alan Kochel
Investment Adviser Representative
Don Andrew Price
Investment Adviser Representative
Thomas Stephen Walls
Investment Adviser Representative
Regulatory & compliance
CRD number
#108231
SEC Number
801-114981
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.70% |
| Next $2,000,000 | 1.00% |
| Next $7,000,000 | 0.75% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
golombard.comPhone
410-342-1300Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. LOMBARD ADVISERS INCORPORATED has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.