Frank Dominic Corto

Investment Adviser Representative at LOMBARD ADVISERS INCORPORATED

York, PACRD #2537861Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

31 yrs

States Registered

2 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 2 states

FloridaPennsylvania

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 10/19/2006

Series 63

Uniform Securities Agent State Law Examination

Passed 11/30/1994

SIE

Securities Industry Essentials Examination

Passed 7/1/2016

Series 31

Futures Managed Funds Examination

Passed 12/8/1994

Series 7

General Securities Representative Examination

Passed 11/22/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Asset tier	Annual rate
First $1,000,000	1.70%
Next $2,000,000	1.00%
Next $7,000,000	0.75%

Source

LOMBARD ADVISERS INCORPORATED Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

H&R BLOCK FINANCIAL ADVISORS, INC.

8/19/1998 – 5/23/2001DETROIT, MI

SUMMIT BROKERAGE SERVICES, INC.

6/10/2011 – 7/1/2016YORK, PA

GRUNTAL & CO., L.L.C.

5/4/2001 – 5/15/2002NEW YORK, NY

RYAN BECK & CO.

4/29/2002 – 11/26/2002FLORHAM PARK, NJ

MML INVESTORS SERVICES, LLC

12/18/2002 – 4/15/2011HUNT VALLEY, MD

DEAN WITTER REYNOLDS INC.

11/23/1994 – 5/2/1997PURCHASE, NY

PAINEWEBBER INCORPORATED

10/24/1997 – 4/16/1998WEEHAWKEN, NJ

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frank Dominic Corto has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.