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Kenneth Reagan Barry

Investment Adviser Representative at SUNBELT SECURITIES

Lubbock, TXCRD #1559982Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
9 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
ArkansasColoradoFloridaLouisianaMassachusettsMissouriTennesseeTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/23/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 6/17/1993
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/10/2004
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/15/2004
Series 79TO
Investment Banking Registered Representative Examination
Passed 1/2/2023
Series 99TO
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/8/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/6/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

SUNBELT SECURITIES Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUNBELT SECURITIES, INC.Current
5/22/2009Lubbock, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/9/19931/29/2002NEW YORK, NY
FIRST AMERICAN NATIONAL SECURITIES, INC.
10/7/198612/31/1988
UBS FINANCIAL SERVICES INC.
1/25/20025/13/2009BEAUMONT, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Reagan Barry has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kenneth Reagan Barry - Financial Advisor in Lubbock, TX | AdvisorFinder