AdFi
KA

Kent Austin Cooper

Investment Adviser Representative at CENTAURUS FINANCIAL, INC.

Redlands, CACRD #2678690Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
20 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kent Austin Cooper has worked in the securities industry since 1996. They have passed the Series 65, 63, 62, 26, 24, 22, and 6 examinations. They are registered to provide investment advisory services in 20 U.S. states.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 20 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaIdahoMichiganMinnesotaNebraskaNevadaNew MexicoNew YorkOhioOregonSouth CarolinaTexasUtahWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/25/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 1/19/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 62
Corporate Securities Limited Representative Examination
Passed 10/3/2008
Series 22
Direct Participation Programs Representative Examination
Passed 5/25/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/20/1995
Series 24
General Securities Principal Examination
Passed 9/6/2016
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 10/8/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Centaurus Financial, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CENTAURUS FINANCIAL, INC.Current
7/10/2002Redlands, CA
CENTAURUS FINANCIAL, INC.
5/20/19965/13/1998Anaheim, CA
PRUCO SECURITIES CORPORATION
2/14/19964/24/1996Newark, NJ

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CENTAURUS FINANCIAL, INC.

Showing 12 of 436 in the directory

View CENTAURUS FINANCIAL, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kent Austin Cooper has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched