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Kent Lan Dallmeyer

Investment Adviser Representative at MASON & ASSOCIATES, INC.

Washington, IACRD #851512Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
48 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Iowa
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/13/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 1/3/1981
SIE
Securities Industry Essentials Examination
Passed 8/10/2017
Series 7
General Securities Representative Examination
Passed 4/15/1978
Series 24
General Securities Principal Examination
Passed 1/21/1994
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 11/17/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Mason & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MASON & ASSOCIATES, INC.Current
7/30/2015Washington, IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
9/11/20067/10/2015Kalona, IA
RAYMOND JAMES FINANCIAL SERVICES
2/11/19999/11/2006Washington, IA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kent Lan Dallmeyer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Kent Lan Dallmeyer - Financial Advisor in Washington, IA | AdvisorFinder