MASON & ASSOCIATES, INC.
SEC RegisteredBuild, Protect, and Preserve Your LIFE PLAN.
About the firm
Mason & Associates, Inc. was founded in 1989, specializing in Life Planning for individuals, families and small businesses. Life Planning places a person's core life values at the heart of the advice process and focuses on the human aspects of financial planning. Together with a team of professionals, the firm guides clients through identifying their goals and dreams, then builds a financial road map to help achieve their objectives.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Life Planning, Investment Management (including trading & execution, research & analysis, strategic asset allocation, risk management, portfolio monitoring & rebalancing), Wealth Planning, Family Office Services, and SRI/ESG Investing.
Who they serve
Individuals, families, family-owned businesses, and entrepreneurs.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 423 | $127M |
| High Net Worth Individuals | 214 | $567M |
| Charitable Organizations | 44 | $80M |
| State/Municipal Entities | 10 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
8 advisors in the directory
Regulatory & compliance
Data as of January 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MASON & ASSOCIATES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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