Kermit Dale McGregor Jr
Investment Adviser Representative at Foundations Investment Advisors LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kermit Dale Mcgregor is an investment adviser representative with Foundations Investment Advisors LLC in Greenbrier, AR, where they have been registered since 2024. They have worked in the securities industry since 2022 and have been registered with 4 firms, including AE Wealth Management, LLC and Brokers Financial. They have passed 3 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Arkansas and Florida.
Registrations & licenses
- Investment adviser:
- Arkansas, Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cabot Insurance GroupApr 2014 – May 2025Cabot, AR
- Mcgregor Financial GroupNov 2019 – no end date reportedQuitman, AR
- Mcgregor LLCMay 2000 – no end date reportedQuitman, AR
- AE Wealth Management LLCFeb 2023 – Aug 2024Topeka, KS
- Brokers International Financial Services, LLCMar 2022 – Feb 2023Quitman, AR
- Foundations Investment Advisors, LLCAug 2024 – Jun 2026Phoenix, AZ
- Signal Advisors Wealth, LLCJun 2026 – no end date reportedDetroit, MI
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Foundations Investment Advisors LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,000 (waivable)
- Estimated blended rate
- 0.02
- All Assets2.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisor development, investment strategy and institutional-grade portfolios, back-office and compliance support, business transitions, and full-service marketing and business strategy through an integrated partnership with Magellan Financial
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 296
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Phoenix, AZ
- SEC file number:
- 801-100512
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 23, 2026
View full firm profileOther advisors at Foundations Investment Advisors LLC
Showing 12 of 296 in the directory
Similar advisors in Greenbrier, AR
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kermit Dale McGregor Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched