Kevin Auerbach
Investment Adviser Representative at Auerbach Investment Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kevin Auerbach is an investment adviser representative with Auerbach Investment Services, LLC in Narberth, PA, where they have been registered since 2017. They have worked in the securities industry since 2004 and have been registered with 5 firms, including Brookstone Capital Management LLC and Ellis Investment Partners, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Alabama, Pennsylvania, and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Alabama, Pennsylvania, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ellis Investment Partners, LLCJan 2016 – Dec 2016Berwyn, PA
- Brookstone Capital Management, LLCOct 2016 – Oct 2017Merion Station, PA
- Auerbach Investment Services, LLCSep 2017 – no end date reportedConshohocken, PA
- Naritrader, LLCFeb 2024 – no end date reportedNarberth, PA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Auerbach Investment Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Performance-based fees
- Firm account minimum
- $1,000,000 (waivable)
- Estimated blended rate
- 0.015
- $0 - $750,0001.50%
- $750,001 - $3,000,0001.35%
- $3,000,001 - $5,000,0001.25%
- $5,000,001 - $7,500,0001.15%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Managed Portfolios using independent research to actively manage capital; Corporate Planning for business owners and executives in retirement and benefit planning, including recruiting and retaining key executives; Legacy Planning to help families direct and protect assets for future generations, philanthropic goals, and personal objectives.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Narberth, PA
- SEC file number:
- 801-135554
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 15, 2026
View full firm profileOther advisors at Auerbach Investment Services, LLC
1 other advisor in the directory
View Auerbach Investment Services, LLC firm profileSimilar advisors in Narberth, PA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin Auerbach has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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