Auerbach Investment Services, LLC
SEC RegisteredUnbiased, reasoned, and objective.
About the firm
Auerbach Investment Services is committed to being the firm they would personally recommend to family and friends due to unparalleled support and unbiased advice. The firm was created by founder and Managing Director Kevin Auerbach, a Chartered Financial Consultant and Chartered Life Underwriter with over 30 years of experience in the financial services industry.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Managed Portfolios using independent research to actively manage capital; Corporate Planning for business owners and executives in retirement and benefit planning, including recruiting and retaining key executives; Legacy Planning to help families direct and protect assets for future generations, philanthropic goals, and personal objectives.
Who they serve
Business owners, executives, and families seeking investment, retirement, benefit, and legacy planning.
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $750,000 | 1.50% |
| $750,001 - $3,000,000 | 1.35% |
| $3,000,001 - $5,000,000 | 1.25% |
| $5,000,001 - $7,500,000 | 1.15% |
| $7,500,001 - $10,000,000 | 1.10% |
| $10,000,001+ | 1.07% |
Data as of May 15, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Auerbach Investment Services, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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