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Kevin Francis Hughes

Investment Adviser Representative at EMERSON EQUITY LLC

San Diego, CACRD #1073729Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
States Registered
6 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kevin Francis Hughes has worked in the securities industry since 1982. They are registered to provide investment advisory services in Arizona, California, Georgia, Idaho, Nevada, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ArizonaCaliforniaGeorgiaIdahoNevadaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/27/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 12/22/1982
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 5/23/1983
Series 7
General Securities Representative Examination
Passed 10/16/1982
Series 53
Municipal Securities Principal Examination
Passed 8/29/1991
Series 12
NYSE Branch Manager Examination
Passed 3/20/1984
Series 24
General Securities Principal Examination
Passed 2/22/1984
Series 4
Registered Options Principal Examination
Passed 12/6/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
8/31/2020San Diego, CA
EMERSON EQUITY LLCCurrent
8/31/2020San Diego, CA
WESTPARK CAPITAL, INC.
5/24/20183/21/2019Newport Beach, CA
INDEPENDENT FINANCIAL GROUP, LLC
9/28/20175/21/2018San Diego, CA
PROBABILITIES FUND MANAGEMENT, LLC
8/22/20166/12/2017San Diego, CA
UBS FINANCIAL SERVICES INC.
1/11/20104/21/2015La Jolla, CA
WELLS FARGO INVESTMENTS, LLC
12/8/20031/20/2010San Diego, CA
MORGAN STANLEY
11/23/199911/25/2003La Jolla, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin Francis Hughes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kevin Francis Hughes - Financial Advisor in San Diego, CA | AdvisorFinder