Kevin Gerard Betts
Investment Adviser Representative at RBC Rochdale, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kevin Gerard Betts is an investment adviser representative with RBC Rochdale, LLC in Pasadena, CA, where they have been registered since 2025. They have worked in the securities industry since 2012 and have been registered with 7 firms, including Citigroup Global Markets Inc. and CITY National Rochdale. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 31 (managed futures). They are registered to provide investment advice in California, Hawaii, and Nevada.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Hawaii, Nevada
- Broker:
3 states and territories
California, Hawaii, Nevada
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- American FundsMay 2015 – Feb 2017Irvine, CA
- UnemployedFeb 2017 – Mar 2017Newport Beach, CA
- T Rowe PriceMar 2017 – Jul 2017Colorado Springs, CO
- RIM Securities LLCJul 2018 – Dec 2022Beverly Hills, CA
- CITY National RochdaleJul 2018 – Dec 2022Beverly Hills, CA
- BenecoAug 2017 – Jul 2018Scottsdale, AZ
- CitigroupJan 2023 – Aug 2025San Francisco, CA
- CNR Securities, LLCSep 2025 – no end date reportedBeverly Hills, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About RBC Rochdale, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $1,000,000 (waivable)
- First $2,000,0001.00%
- Next $3,000,0000.80%
- Next $5,000,0000.60%
- $10,000,000 and above0.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 121
- Offices listed on AdvisorFinder:
- 10
- Main office:
- New York, NY
- SEC file number:
- 801-27265
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 10, 2026
View full firm profileOther advisors at RBC Rochdale, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin Gerard Betts has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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