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Kevin McHugh

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Glastonbury, CTCRD #1968388Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
21 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 21 states
ArizonaCaliforniaConnecticutFloridaIdahoIndianaKentuckyMaineMassachusettsMichiganNew HampshireNew JerseyNew YorkNorth CarolinaOhioRhode IslandSouth CarolinaTexasUtahVermontVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/29/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 10/6/1994
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 7
General Securities Representative Examination
Passed 1/2/2023
Series 72
Government Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/6/1994
Series 7
General Securities Representative Examination
Passed 7/15/1989
Series 53
Municipal Securities Principal Examination
Passed 10/9/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
10/23/2009Glastonbury, CT
BANC OF AMERICA INVESTMENT SERVICES, INC.
10/20/200410/23/2009Hartford, CT
QUICK & REILLY, INC.
8/6/200410/20/2004Hartford, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin McHugh has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kevin McHugh - Financial Advisor in Glastonbury, CT | AdvisorFinder