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Kevin Michael Wall

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Conshohocken, PACRD #2013934Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
21 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 21 states
AlabamaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaMarylandNew JerseyNew MexicoNew YorkOhioOregonPennsylvaniaTennesseeTexasVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/18/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 5/6/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/24/1990
Series 24
General Securities Principal Examination
Passed 11/17/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
9/26/2024Conshohocken, PA
RBC CAPITAL MARKETS, LLCCurrent
9/26/2024Ambler, PA
WELLS FARGO ADVISORS
4/19/201010/2/2024Trevose, PA
AMERIPRISE FINANCIAL SERVICES, INC.
9/15/20034/20/2010W. Conshohocken, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin Michael Wall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kevin Michael Wall - Financial Advisor in Conshohocken, PA | AdvisorFinder