Kharisma Kristal Nicol Gooden
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kharisma Kristal Nicol Gooden is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Atlanta, GA, where they have been registered since 2023, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Georgia and Texas.
Office
Advisors at this office: 34
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Georgia, Texas
- Broker:
15 states and territories
Alabama, California, District of Columbia, Florida, Georgia, Michigan, New Jersey, New York, North Carolina, Ohio, South Carolina, Tennessee, Texas, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2023 – no end date reportedMableton, GA
- ADPNov 2021 – Jan 2023Alpharetta, GA
- Working SolutionsSep 2018 – Aug 2021Powder Springs, GA
- American TowerAug 2017 – Aug 2018Atlanta, GA
- GTAMar 2016 – Mar 2017Atlanta, GA
- FrankCrumAug 2018 – Nov 2018Atlanta, GA
- Extreme ReachDec 2018 – Jan 2019Atlanta, GA
- Nelnet incAug 2021 – Oct 2021Atlanta, GA
- US Census BureauAug 2019 – May 2020Atlanta, GA
- Kelly Services Global, LLCJun 2020 – Jul 2020Atlanta, GA
- PSCU IncorporatedOct 2021 – Nov 2021Atlanta, GA
- Sitel Operating CorporationSep 2021 – Oct 2021Atlanta, GA
- Buehner Fry IncJan 2020 – Feb 2020Atlanta, GA
- TtecDec 2019 – Jan 2020Atlanta, GA
- UnemployedMar 2017 – Aug 2017Atlanta, GA
- Bank of America, N.A.Mar 2023 – no end date reportedMableton, GA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kharisma Kristal Nicol Gooden has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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