AdFi
KF

Kimberly Frances Perreira

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Lake Oswego, ORCRD #2983912Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
19 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
ArizonaArkansasCaliforniaColoradoFloridaIdahoIllinoisKansasMassachusettsMichiganNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaUtahVirginiaWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/30/2010
Series 66
Uniform Combined State Law Examination
Passed 9/25/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/13/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
2/13/2015Lake Oswego, OR
WELLS FARGO ADVISORS, LLC
1/4/20132/18/2015Portland, OR
CHARLES SCHWAB & CO., INC.
6/10/201012/31/2012Portland, OR
CAWARING FINANCIAL PLANNING, LLC
3/9/20096/1/2010Hillsboro, OR
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10/16/19984/5/2004Oakland, CA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kimberly Frances Perreira has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kimberly Frances Perreira - Financial Advisor in Lake Oswego, OR | AdvisorFinder