AdFi
KW

Kristopher Wadsworth

Investment Adviser Representative at BANKERS LIFE ADVISORY SERVICES, INC.

Syracuse, NYCRD #4248253Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/8/2000
Series 53
Municipal Securities Principal Examination
Passed 12/22/2007
Series 24
General Securities Principal Examination
Passed 5/1/2006
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 8/8/2002
Series 52TO
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/28/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/8/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Greater than $4 million0.30%
$2 million to $4 million0.40%
$1 million to $2 million0.50%
$1 million and below1.25%
Source

BANKERS LIFE ADVISORY Services, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BANKERS LIFE SECURITIES, INC.Current
5/3/2021Syracuse, NY
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
9/11/200010/6/2003OMAHA, NE
MML INVESTORS SERVICES, INC.
7/27/200410/4/2004SPRINGFIELD, MA
SAGEPOINT FINANCIAL, INC.
5/1/20184/17/2019SYRACUSE, NY
LPL FINANCIAL LLC
4/22/201912/18/2019SYRACUSE, NY
METLIFE SECURITIES INC.
2/23/201112/14/2011SYRACUSE, NY
FARMERS FINANCIAL SOLUTIONS, LLC
12/9/20163/26/2018CICERO, NY
METLIFE SECURITIES INC.
11/9/20048/23/2010SYRACUSE, NY
METROPOLITAN LIFE INSURANCE COMPANY
11/9/20047/9/2007SYRACUSE, NY
LPL FINANCIAL LLC
11/28/20116/29/2016EAST SYRACUSE, NY
HARTFORD EQUITY SALES COMPANY INC.
10/4/20102/9/2011HARTFORD, CT
NYLIFE SECURITIES LLC
1/28/20204/2/2021DEWITT, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kristopher Wadsworth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.