Kyle Robert Thomas
Investment Adviser Representative at W&s Brokerage Services, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kyle Robert Thomas is an investment adviser representative with W&s Brokerage Services, Inc. in Indianapolis, IN, where they have been registered since 2024. They have worked in the securities industry since 2017 and have been registered with 5 firms, including Prudential Financial Planning Services and FOUR Quadrant Wealth Advisors, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Indiana.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Indiana
- Broker:
5 states and territories
Florida, Indiana, Kentucky, Montana, Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- MASS Mutual LIFE Insurance CompanyApr 2015 – Dec 2018Indianapolis, IN
- MML Investors ServicesSep 2015 – Dec 2018Indianapolis, IN
- Delaware LifeApr 2018 – Oct 2018Indianapolis, IN
- FitzMarkOct 2018 – Feb 2019Indianapolis, IN
- Thrivent Investment Management IncFeb 2019 – Aug 2021Carmel, IN
- Thrivent FinancialFeb 2019 – Apr 2019Appleton, WI
- Thrivent FinancialApr 2019 – Aug 2021Appleton, WI
- Oxford Financial Group, LtdAug 2021 – Jan 2022Carmel, IN
- FOUR Quadrant Wealth Advisors, Inc.Mar 2022 – Sep 2022Carmel, IN
- Pruco Securities, LLCSep 2022 – May 2024Indianapolis, IN
- The Prudential Insurance Company of AmericaSep 2022 – May 2024Indianapolis, IN
- Self EmployedMay 2024 – Nov 2024Indianapolis, IN
- Western Southern LifeNov 2024 – no end date reportedIndianapolis, IN
- W&S Brokerage Services, INCNov 2024 – no end date reportedIndianapolis, IN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About W&s Brokerage Services, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- First $250,0001.50%
- Next $250,0001.40%
- Next $250,0001.30%
- Thereafter1.10%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 106
- Offices listed on AdvisorFinder:
- 57
- Main office:
- Cincinnati, OH
- SEC file number:
- 801-113946
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 4, 2026
View full firm profileOther advisors at W&s Brokerage Services, Inc.
Showing 12 of 106 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kyle Robert Thomas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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