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Larry Wayne Karban

Investment Adviser Representative at NATIONS FINANCIAL GROUP, INC.

Memphis, TNCRD #1240170Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
23 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoFloridaGeorgiaIllinoisIndianaKansasLouisianaMarylandMississippiNevadaNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/18/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 2/22/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/18/1984
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 12/10/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Nations Financial Group, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NATIONS FINANCIAL GROUP, INC.Current
2/17/2022Memphis, TN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
12/13/20062/14/2022Memphis, TN
MORGAN STANLEY
10/31/200212/14/2006Memphis, TN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Larry Wayne Karban has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Larry Wayne Karban - Financial Advisor in Memphis, TN | AdvisorFinder