NF
NATIONS FINANCIAL GROUP, INC.
SEC RegisteredResults Rooted in Relationships
CEDAR RAPIDS, IAhttps://nationsfg.com319-393-9541
Assets Under Management
$1B–$5B
Year Founded
1998
Employees
94
Office Locations
25 offices
Total Accounts
10535
About the firm
Nations Financial Group is a broker-dealer that has focused since 1998 on providing guidance, resources, education, and tools designed for advisors to deliver wealth management services to their clients. The firm operates as "The Advisor for Advisors," offering a robust Wealth Management Platform supported by an experienced team.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal
Areas of expertise
Wealth ManagementAdvisor SupportBroker-dealerBusiness GrowthRisk ProtectionAdvisor TransitionIndependence
Services
Wealth management platform and tools, business operations support (Run), growth planning (Grow), risk protection (Protect), and transition assistance (Transition) for financial advisors.
Who they serve
Financial advisors, particularly those looking to leave their current firms and seeking resources to serve their clients independently.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 3,900 | $1.2B |
| High Net Worth Individuals | 1,625 | $3.4B |
| Charitable Organizations | 14 | $33M |
| State/Municipal Entities | 16 | — |
0 total clients reported on Form ADV.
Leadership
Richard Scott Bennett
PRESIDENT - CFO
Nfgi Holding Corporation
HOLDING CORPORATION
Richard Scott Bennett
SHAREHOLDER
Office locations
25 offices in 10 states
IA
CEDAR RAPIDSHQ
IA
CEDAR RAPIDS
IA
AMES
TX
ARLINGTON
IA
DAVENPORT
IA
CEDAR RAPIDS
OR
GRESHAM
OR
SEASIDE
IA
IOWA CITY
IA
CORALVILLE
KS
LAWRENCE
IA
CEDAR RAPIDS
IA
DUBUQUE
IA
INDEPENDENCE
PA
WAYNE
CO
LITTLETON
AZ
PHOENIX
AZ
SCOTTSDALE
WA
SILVERDALE
TN
NASHVILLE
AZ
PHOENIX
ID
IDAHO FALLS
TN
MEMPHIS
TN
KNOXVILLE
PA
BERWYN
Advisors at this firm
89 advisors in the directory
Robert Charles Battin
Investment Adviser Representative
Jordan Paul Bennett
Investment Adviser Representative
Richard Scott Bennett
Investment Adviser Representative
Joseph Constantine Bernardi
Investment Adviser Representative
Erik John Bjorseth
Investment Adviser Representative
Thomas George Brennan
Investment Adviser Representative
David Alfred Basinger
Investment Adviser Representative
Jennifer Anne Basinger
Investment Adviser Representative
Michelle Anne Blenderman
Investment Adviser Representative
Stephen Michael Cairney
Investment Adviser Representative
Gary Robert Carlson
Investment Adviser Representative
William Edward Coan
Investment Adviser Representative
Tyler David Coiner
Investment Adviser Representative
Zach Coiner
Investment Adviser Representative
Max Louis Conde
Investment Adviser Representative
Frank M Calabrese
Investment Adviser Representative
Christopher Grant Clauson
Investment Adviser Representative
David Alan Coiner
Investment Adviser Representative
Gary Hugh Costarella
Investment Adviser Representative
Michael Patrick Cover
Investment Adviser Representative
Heather Michelle Cox
Investment Adviser Representative
Edward Scott D'Entremont Jr
Investment Adviser Representative
Ross Eugene Devalois
Investment Adviser Representative
Rylan E Devalois
Investment Adviser Representative
Kevin Michael Dietzel
Investment Adviser Representative
Brian Doughney
Investment Adviser Representative
Ramon Eugene Fracchia Jr
Investment Adviser Representative
Chad Benjamin Friedman
Investment Adviser Representative
Robert Paul Friedman
Investment Adviser Representative
Thomas Martin Gasbarre
Investment Adviser Representative
Kyle James Griffin
Investment Adviser Representative
Mark Alan Geertsma
Investment Adviser Representative
Todd Matthew Hankins
Investment Adviser Representative
Rochelle Marie Henry Ernberger
Investment Adviser Representative
Ross Hanson
Investment Adviser Representative
Kristina Lynn Harris
Investment Adviser Representative
Deborah Kay Johnson
Investment Adviser Representative
Larry Wayne Karban
Investment Adviser Representative
Wyatt Kelly
Investment Adviser Representative
Chad Joseph Kruse
Investment Adviser Representative
Andrew Karban
Investment Adviser Representative
Maureen B Kozak
Investment Adviser Representative
Nicolle Leann Landwehr
Investment Adviser Representative
Robert Emmett Lee Jr
Investment Adviser Representative
Steven Mark Loesch
Investment Adviser Representative
Roman Savage Leniw
Investment Adviser Representative
Seward Anderson Linton Jr
Investment Adviser Representative
Sawyer Marquardt
Investment Adviser Representative
Christie McCoy
Investment Adviser Representative
Martha Shepard McCurry
Investment Adviser Representative
Jamie William McDonald
Investment Adviser Representative
Matthew Thomas McGroarty
Investment Adviser Representative
Thomas Joseph McGroarty
Investment Adviser Representative
Matthew William Milito
Investment Adviser Representative
Leslie Daniel Miller
Investment Adviser Representative
William Otto Moore V
Investment Adviser Representative
Edward Rissell Munch
Investment Adviser Representative
Carol Anne Mayhart
Investment Adviser Representative
Andrew M McCloskey
Investment Adviser Representative
Katie Michelle Metcalf
Investment Adviser Representative
Michelle Lee Palmer
Investment Adviser Representative
Nathanael J Pfeil
Investment Adviser Representative
Elizabeth Marie Pagano
Investment Adviser Representative
Ryan Richard Ruffcorn
Investment Adviser Representative
Edward John Rusnak Jr
Investment Adviser Representative
Dave B Rao
Investment Adviser Representative
Joena Russell
Investment Adviser Representative
Robert Evans Russell Jr
Investment Adviser Representative
Robert Charles Seamans III
Investment Adviser Representative
William Edward Shepard
Investment Adviser Representative
Brian Gray Stein
Investment Adviser Representative
Andrew Sadler
Investment Adviser Representative
Aaron Drew Sanstrum
Investment Adviser Representative
Craig M Schlueter
Investment Adviser Representative
Joseph R Schuessler
Investment Adviser Representative
Ben Sheridan
Investment Adviser Representative
Ryan Scott Tomkinson
Investment Adviser Representative
Aaron Tank
Investment Adviser Representative
Matthew Brent Vawter
Investment Adviser Representative
Eugene Vincent Wehrheim
Investment Adviser Representative
Eugene Vincent Wehrheim III
Investment Adviser Representative
Robert Lloyd Wilbanks
Investment Adviser Representative
John Wesley Wilkes IV
Investment Adviser Representative
Kyle David Winter
Investment Adviser Representative
Crystal M Walter
Investment Adviser Representative
Rachel Ann Wehrheim
Investment Adviser Representative
Jacob Williams
Investment Adviser Representative
Gregory Stimson Wolfe
Investment Adviser Representative
Bradley Paul Zwanziger
Investment Adviser Representative
Regulatory & compliance
CRD number
#44181
SEC Number
801-57407
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $25,000 (waivable)
Data as of March 18, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
nationsfg.comPhone
319-393-9541Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NATIONS FINANCIAL GROUP, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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