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Laura Jeannine Fellows

Investment Adviser Representative at Principal Advised Services

Charlotte, NCCRD #6989698Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Laura Jeannine Fellows is an investment adviser representative with Principal Advised Services in Charlotte, NC, where they have been registered since 2025. They have worked in the securities industry since 2018 and have been registered with 3 firms, including MWA Financial Services, Inc. and Eagle Strategies LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Iowa and North Carolina.

Office

401 Mccullough Dr Ste 200
Charlotte, NC 28262

Advisors at this office: 32

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Iowa, North Carolina
Broker:
51 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/10/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 12/5/2018
Series 7
General Securities Representative Examination
Passed 8/28/2020
SIE
Securities Industry Essentials Examination
Passed 10/6/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/5/2018

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Principal Advised ServicesCurrent
2/6/2025 – Charlotte, NC
MWA Financial Services, Inc.
1/23/2023 – 1/22/2025Charlotte, NC
Eagle Strategies LLC
1/25/2022 – 1/13/2023Gastonia, NC

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LAZO Wellness & Chiropractic, PLLC
    Jun 2007 – Jul 2018Huntersville, NC
  2. NEW YORK LIFE Insurance Company
    Jul 2018 – Jan 2023Charlotte, NC
  3. Nylife Securities, LLC
    Aug 2018 – Jan 2023Charlotte, NC
  4. Eagle Strategies LLC
    Jan 2022 – Jan 2023Charlotte, NC
  5. Modern Woodmen of America
    Jan 2023 – Jan 2025Rock Island, IL
  6. MWA Financial Services Inc
    Jan 2023 – Jan 2025Rock Island, IL
  7. Principal LIFE Insurance Company
    Jan 2025 – no end date reportedCharlotte, NC
  8. Principal Securities, Inc.
    Jan 2025 – no end date reportedCharlotte, NC
  9. Principal Advised Services
    Jan 2025 – no end date reportedCharlotte, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Principal Advised Services

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
Estimated blended rate
0.005

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
224
Offices listed on AdvisorFinder:
3
Main office:
Des Moines, IA
SEC file number:
801-114432

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 10, 2026

View full firm profile

Other advisors at Principal Advised Services

Showing 12 of 224 in the directory

View Principal Advised Services firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Laura Jeannine Fellows has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Laura Jeannine Fellows (Principal Advised Services)