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Howard Paul Eisenman

Investment Adviser Representative at NBC SECURITIES, INC.

Tallahassee, FLCRD #502906Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
13 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Howard Paul Eisenman has worked in the securities industry since 1979. They are registered to provide investment advisory services in 13 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
AlabamaAlaskaCaliforniaFloridaGeorgiaIndianaKentuckyLouisianaMarylandMississippiNorth CarolinaSouth CarolinaVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/10/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 8/6/1979
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 5
Interest Rate Options Examination
Passed 10/23/1981
Series 7
General Securities Representative Examination
Passed 6/16/1979

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NBC Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NBC SECURITIES, INC.Current
4/10/2000Tallahassee, FL
JWGENESIS FINANCIAL SERVICES, INC.
5/8/19974/18/2000St. Louis, MO
RAYMOND JAMES & ASSOCIATES, INC.
4/3/19904/16/1997St. Petersburg, FL
SHEARSON LEHMAN HUTTON INC.
2/9/19884/18/1990New York, NY
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
4/10/19794/7/1988

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Howard Paul Eisenman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Howard Paul Eisenman - Financial Advisor in Tallahassee, FL | AdvisorFinder