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Lawrence John Sisung Jr

Investment Adviser Representative at SISUNG INVESTMENT MANAGEMENT SERVICES LLC

Metairie, LACRD #1285539Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
1 states
Exams Passed
14

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lawrence John Sisung Jr has worked in the securities industry since 1984. They have passed the Series 99, 79, 72, 65, 63, 53, 52, 39, 27, 24, 22, 14, and 7 examinations. They are registered to provide investment advisory services in Louisiana.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Louisiana
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/11/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 11/1/1984
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 72
Government Securities Representative Examination
Passed 1/2/2023
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/20/1984
Series 22
Direct Participation Programs Representative Examination
Passed 2/23/1984
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 27
Financial and Operations Principal Examination
Passed 1/18/1986
Series 53
Municipal Securities Principal Examination
Passed 3/14/1985
Series 24
General Securities Principal Examination
Passed 12/6/1984
Series 39
Direct Participation Programs Principal Examination
Passed 2/27/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Strategic Cash Management - First $50M0.25%
Strategic Cash Management - Next $25M0.20%
Strategic Cash Management - Balance over $75M0.15%
Fixed Income Management - First $25M0.50%
Fixed Income Management - Balance over $25M0.35%
Equity Management - First $25M1.00%
Equity Management - Next $25M0.80%
Equity Management - Next $50M0.70%
Equity Management - Balance over $100M0.60%
Source

Sisung Investment Management Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SISUNG INVESTMENT MANAGEMENT SERVICES LLCCurrent
12/11/2024 – Metairie, LA
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
5/13/2011 – 12/10/2024Metairie, LA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SISUNG INVESTMENT MANAGEMENT SERVICES LLC

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View SISUNG INVESTMENT MANAGEMENT SERVICES LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lawrence John Sisung Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Lawrence John Sisung Jr - Financial Advisor in Metairie, LA | AdvisorFinder