Richard Louis Solares
Investment Adviser Representative at SISUNG INVESTMENT MANAGEMENT SERVICES LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Richard Louis Solares has worked in the securities industry since 1990. They have passed the Series 99, 79, 72, 65, 63, 57, 55, 53, 52, 24, and 7 examinations. They are registered to provide investment advisory services in Louisiana and Texas.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Strategic Cash Management - First $50M | 0.25% |
| Strategic Cash Management - Next $25M | 0.20% |
| Strategic Cash Management - Balance over $75M | 0.15% |
| Fixed Income Management - First $25M | 0.50% |
| Fixed Income Management - Balance over $25M | 0.35% |
| Equity Management - First $25M | 1.00% |
| Equity Management - Next $25M | 0.80% |
| Equity Management - Next $50M | 0.70% |
| Equity Management - Balance over $100M | 0.60% |
Sisung Investment Management Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Louis Solares has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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