Leslie Apseloff
Investment Adviser Representative at B.b. Graham & Company, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Leslie Apseloff is an investment adviser representative with B.b. Graham & Company, Inc. in Roswell, GA, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in 13 states.
Registrations & licenses
- Investment adviser:
- Colorado, Connecticut, Florida, Georgia, Illinois, Kentucky, Maryland, Michigan, New Jersey, New York, Ohio, Pennsylvania, Wisconsin
- Broker:
1 state or territory
Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Planning WorksFeb 2025 – no end date reportedAtlanta, GA
- DLCNov 2024 – Feb 2025Atlanta, GA
- Reston Equity GroupJan 2024 – Nov 2024Atlanta, GA
- Anchorage Capital GroupJul 2022 – Aug 2023New York, NY
- Ernst & YoungSep 2019 – Jul 2022New York, NY
- PricewaterhouseCoopersSep 2018 – Sep 2019New York, NY
- University of GeorgiaAug 2013 – May 2018Athens, GA
- UnemployedMay 2018 – Aug 2018Altlanta, GA
- UnemployedAug 2023 – Jan 2024Atlanta, GA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About B.b. Graham & Company, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Transactions & Commissions, Fee-Based Advisory, Direct Sales (Insurance & Securities), Dual or Hybrid business models, as well as Clearing Partner, Operations, Compliance, Investment Options, Fee Based Solutions, Marketing, Transition Services, Technology, Research, Training & Development, Client Access, E&O Insurance, Succession Planning, practice acquisition, and services for Broker/Dealers or RIAs.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 29
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Orange, CA
- SEC file number:
- 801-106968
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at B.b. Graham & Company, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Leslie Apseloff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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