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Li Yan Jiang

Investment Adviser Representative at INVESCO ADVISERS, INC.

Morristown, NJCRD #5100765Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
53 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 53 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirgin IslandsVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/12/2012
SIE
Securities Industry Essentials Examination
Passed 8/3/2018
Series 7
General Securities Representative Examination
Passed 1/17/2012
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/1/2006
Series 24
General Securities Principal Examination
Passed 2/28/2024

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Invesco Advisers, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INVESCO ADVISERS, INC.Current
3/9/2020Morristown, NJ
BLACKROCK INVESTMENT MANAGEMENT, LLC
5/24/20168/3/2018San Francisco, CA
BLACKROCK FUND ADVISORS
5/15/20125/31/2016Princeton, NJ
LORD, ABBETT & CO. LLC
3/13/20125/14/2012Jersey City, NJ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Li Yan Jiang has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Li Yan Jiang - Financial Advisor in Morristown, NJ | AdvisorFinder