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Lisa Renae Carlson

Investment Adviser Representative at ADVISORY ALPHA, LLC

West Des Moines, IACRD #5693967Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Iowa
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/3/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 2/16/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/6/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.017
Source

Advisory Alpha, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ADVISORY ALPHA, LLCCurrent
1/8/2024West Des Moines, IA
SIMPLICITY WEALTH
6/28/20231/4/2024Johnston, IA
BROKERS FINANCIAL
10/14/20226/29/2023Ankeny, IA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lisa Renae Carlson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Lisa Renae Carlson - Financial Advisor in West Des Moines, IA | AdvisorFinder