AdFi
LS

Lisa Sobczak Santos

Investment Adviser Representative at KEATING FINANCIAL ADVISORY SERVICES

Chicago, ILCRD #1654769Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
States Registered
1 states
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lisa Sobczak Santos has worked in the securities industry since 2024. They are registered to provide investment advisory services in Illinois.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Illinois
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/4/2024

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Keating Financial Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KEATING FINANCIAL ADVISORY SERVICESCurrent
6/13/2024Chicago, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
11/13/20247/1/2025Chicago, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at KEATING FINANCIAL ADVISORY SERVICES

Showing 12 of 30 in the directory

View KEATING FINANCIAL ADVISORY SERVICES firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lisa Sobczak Santos has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Lisa Sobczak Santos - Financial Advisor in Chicago, IL | AdvisorFinder