Lisa Sobczak Santos
Investment Adviser Representative at Keating Financial Advisory Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Lisa Sobczak Santos is an investment adviser representative with Keating Financial Advisory Services in Chicago, IL, where they have been registered since 2024. They have worked in the securities industry since 2024 and were previously registered with Raymond James Financial Services Advisors, Inc. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Illinois.
Registrations & licenses
- Investment adviser:
- Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Southport Grocery & CafeMay 2003 – no end date reportedChicago, IL
- Keating Financial Advisory ServicesFeb 2024 – no end date reportedManhattan, KS
- Raymond James Financial Services Advisors Inc.Nov 2024 – Jul 2025Chicago, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Keating Financial Advisory Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive financial planning, investment management, wealth preservation, personalized investment strategies, retirement planning, tax efficiency optimization, estate planning, and legacy preservation. Also offers resources including the 401(k) Coffee Break Podcast, educational videos, and financial planning content.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 30
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Manhattan, KS
- SEC file number:
- 801-126770
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lisa Sobczak Santos has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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