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Maile Sue Foster

Investment Adviser Representative at KOVACK ADVISORS, INC.

Colorado Springs, COCRD #3049192Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
11 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaCaliforniaColoradoConnecticutFloridaIdahoMinnesotaNew YorkOregonTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/13/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 8/21/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/21/1998
Series 24
General Securities Principal Examination
Passed 12/19/2000
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 4/19/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.029
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Kovack Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KOVACK ADVISORS, INC.Current
4/8/2011Colorado Springs, CO
SECURIAN FINANCIAL SERVICES, INC.
3/15/20071/13/2011Colorado Springs, CO
HORNOR, TOWNSEND & KENT, INC.
8/5/20053/13/2007Colorado Springs, CO
PARK AVENUE SECURITIES LLC
4/5/20028/9/2005Colorado Springs, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maile Sue Foster has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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