AdFi
MK

Marc Kim

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Haymarket, VACRD #3153701Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
53 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 53 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirgin IslandsVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/1/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 2/16/2009
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/15/2008
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/20/2017
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/14/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
3/13/2023Haymarket, VA
RBC CAPITAL MARKETS, LLCCurrent
3/13/2023Haymarket, VA
MORGAN STANLEY
7/5/20223/28/2023Mclean, VA
RBC CAPITAL MARKETS, LLC
3/31/20217/5/2022Chevy Chase, MD
WELLS FARGO CLEARING SERVICES, LLC
6/5/20183/30/2021Bethesda, MD

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Marc Kim has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Marc Kim - Financial Advisor in Haymarket, VA | AdvisorFinder