Marco Gino Miranda
Investment Adviser Representative at Compound Planning, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Marco Gino Miranda is an investment adviser representative with Compound Planning, Inc. in Westlake, OH, where they have been registered since 2023. They have worked in the securities industry since 2019 and have been registered with 4 firms, including Compound Advisers, Inc. and Alliancebernstein L.P. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Ohio.
Registrations & licenses
- Investment adviser:
- Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Pruco Securities LLCMay 2019 – Oct 2020Mayfield Heights, OH
- University HospitalsMay 2018 – May 2019Shaker Heights, OH
- UnemployedJun 2017 – May 2018Shaker Heights, OH
- Young Entrepreneurs Across AmericaDec 2016 – Jun 2017Cleveland, OH
- The Prudential Insurance Company of AmericaSep 2019 – Oct 2020Mayfield Heights, OH
- Alliance BernsteinOct 2020 – Dec 2022Cleveland, OH
- Compound Advisers, Inc.Dec 2022 – Oct 2023San Francisco, CA
- Compound PlanningOct 2023 – no end date reportedNew York, NY
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Compound Planning, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management including stock option exercise tax optimization, access to private investment opportunities, retirement planning, and family financial planning
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 77
- Offices listed on AdvisorFinder:
- 3
- Main office:
- New York, NY
- SEC file number:
- 801-126007
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 6, 2026
View full firm profileOther advisors at Compound Planning, Inc.
Showing 12 of 77 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Marco Gino Miranda has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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