COMPOUND PLANNING, INC.
SEC RegisteredModern wealth management
About the firm
Compound Planning offers modern wealth management services. The firm measures its success by the impact it has on clients' lives, including tax optimization, investment returns, and financial peace of mind.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management including stock option exercise tax optimization, access to private investment opportunities, retirement planning, and family financial planning
Who they serve
Founders, Business Owners, Professionals, Retirees, and Families
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 10,868 | $1.5B |
| High Net Worth Individuals | 612 | $1.5B |
| Charitable Organizations | 354 | $129M |
| State/Municipal Entities | 129 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
77 advisors in the directory
Regulatory & compliance
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. COMPOUND PLANNING, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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