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Maribel Santiago Lebron

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Guaynabo, PRCRD #4898639Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
4 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
FloridaNew YorkPuerto RicoTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/28/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 3/25/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/24/2013
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/27/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
7/2/2018Guaynabo, PR
SANTANDER SECURITIES LLC
10/5/20172/28/2018San Juan, PR
LINCOLN FINANCIAL SECURITIES CORPORATION
3/1/20178/21/2017San Juan, PR
AEGIS CAPITAL CORP.
6/17/20153/7/2016San Juan, PR
CAPITAL GUARDIAN, LLC
10/15/20136/25/2015San Juan, PR
AXA ADVISORS, LLC
8/28/20098/16/2013Hato Rey, PR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maribel Santiago Lebron has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Maribel Santiago Lebron - Financial Advisor in Guaynabo, PR | AdvisorFinder