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Mark Edward Fell

Investment Adviser Representative at Cetera Investment Advisers LLC

Mount Pleasant, SCCRD #4407219Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Edward Fell is an investment adviser representative with Cetera Investment Advisers LLC in Mount Pleasant, SC, where they have been registered since 2024. They have worked in the securities industry since 2001 and have been registered with 3 firms, including Cetera Advisors LLC and NEW England Securities Corporation. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in South Carolina and Texas.

Office

1040 Ewall St
Mount Pleasant, SC 29464

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
South Carolina, Texas
Broker:
15 states and territories

Arizona, California, Colorado, Florida, Georgia, Kansas, Kentucky, Maryland, New Jersey, New York, North Carolina, Ohio, Oklahoma, South Carolina, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/8/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 11/21/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/15/2002
Series 25
NYSE Trading Assistant Examination
Passed 9/14/1999
Series 24
General Securities Principal Examination
Passed 4/8/2013

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Cetera Investment Advisers LLCCurrent
3/21/2024 – Mount Pleasant, SC
Cetera Advisors LLCCurrent
2/25/2011 – Mount Pleasant, SC
Cetera Advisors LLC
3/1/2011 – 3/21/2024Mt Pleasant, SC
NEW England Securities Corporation
11/29/2007 – 2/28/2011Charleston, SC

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Cetera Advisors LLC
    Jan 2013 – no end date reportedDenver, CO
  2. Conte FELL Advisors
    Dec 2020 – no end date reportedMt Pleasant, SC
  3. Cetera Investment Advisers LLC
    Mar 2024 – no end date reportedSchaumburg, IL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Cetera Investment Advisers LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Investment AdvisoryFinancial DisclosuresRetirement PlanningIRA RolloversInsuranceAdvisory ServicesCustody Services529 PlansETFs

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10,459
Offices listed on AdvisorFinder:
27
Main office:
Schaumburg, IL
SEC file number:
801-20406

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

Other advisors at Cetera Investment Advisers LLC

Showing 12 of 10,459 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Edward Fell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Mark Edward Fell (Cetera Investment Advisers)